5/4/2018/US SEC A federal district court in Richmond, Virginia has entered a final judgment against Merrill Robertson, Jr., a former football player charged by the Securities and Exchange Commission with defrauding investors, including coaches he knew from his time playing football for the Fork Union Military Academy and the University […]
Frauds & Scandals
SEC Charges New York Man with Insider Trading
5/4/2018/US SEC On April 5, 2018, the Securities and Exchange Commission charged a New York resident with tipping his brother and father with material nonpublic information about an upcoming corporate acquisition. The SEC’s complaint, filed in the United States District Court for the Eastern District of New York, alleges that, […]
SEC Charges Massachusetts Man in Multi-Year Trading Scheme
5/4/2018/US SEC The Securities and Exchange Commission today charged a Lexington, Massachusetts resident for making an extraordinarily profitable series of unlawful trades in the securities of Massachusetts-based VistaPrint, N.V. According to the SEC’s complaint, Charlie Jinan Chen used nonpublic information obtained directly or indirectly from a VistaPrint insider to place […]
