August 9, 2024/US SEC The Securities and Exchange Commission today announced settled fraud charges against Ideanomics, Inc., formerly known as Seven Stars Cloud Group, Inc., and its former Chairman and CEO, Zheng (Bruno) Wu, for misleading the public about the company’s financial performance between 2017 and 2019. The SEC also […]

August 8, 2024/US SEC The Securities and Exchange Commission today charged Thompson Hunt and Associates, Ltd. (“THA”), Carl Arnal a/k/a Michael J. Cohen (“Arnal”), Christopher Vaughan (“Vaughan”), Brookdale Consultants LLC (“Brookdale”), Growth Point Consultants, Inc. (“GPC”), Damon Artis (“Artis”), and Richard Gavzie (“Gavzie”) for their respective roles in connection with […]

August 8, 2024/US SEC The Securities and Exchange Commission filed insider trading charges today against Massachusetts residents Steven D. Targum, Elliot P. Targum, and Nicholas J. Rosenberg, who collectively avoided losses of about $110,000 from trading in advance of the February 13, 2023 announcement of negative clinical drug trial news […]