January 3, 2016/SEC The Commission is investigating various complaints against Transglobe Investment & Finance Company Ltd, a company of which you are Directors and sponsored individuals. In a bid to resolve the complaints, the Commission had exchange several correspondence with your company through the Managing Director, but your company has […]
Frauds & Scandals
Heritage Bank has no relationship with Heritage Capital
28/12/2016/Heritage Bank Ltd Heritage Bank has said that there is no business relationship or association with Heritage Capital Market limited recently suspended by the Securities and Exchange Commission (SEC). In a statement issued yesterday, the management of Heritage Bank stated, “Our attention has been drawn to a certain recent publication […]
SEC Suspends Heritage Capital over Unauthorised Sale of Shares
26/12/2016/SEC The Securities and Exchange Commission (“SEC”) on Wednesday December 21, 2016 suspended Heritage Capital Markets Ltd together with its Directors and Sponsored Individuals in connection with the unauthorised sale of shares belonging to an investor and its refusal to comply with the Commission’s directives in that regard. In view […]
