June 14, 2024/SEC Nigeria The Securities and Exchange Commission, Nigeria (SEC), in an investor alert released today, June 14, 2024, has advised the general public that investing in meme coins is highly risky and should be done with a full understanding of the associated risk, as meme coins lack fundamental […]
Frauds & Scandals
SEC Charges JAG Capital Advisors and its Founder Joshua Goltry with Defrauding Investors
June 14, 2024/US SEC The Securities and Exchange Commission today charged Joshua Goltry and his investment management firm, JAG Capital Advisors LLC (JAG Advisors), in connection with a three-year scheme to defraud investors of at least $3 million. According to the SEC’s complaint, from 2020 to 2023, Goltry, the founder […]
SEC Obtains Over $10 Million Judgment in Microcap Fraud Litigation
June 13, 2024/US SEC On June 11, 2024, the United States District Court for the Southern District of California granted the Securities and Exchange Commission’s request for monetary remedies against Gannon Giguiere. According to the SEC’s complaint filed on July 6, 2018 and amended twice, stock promoter Giguiere engaged in […]
