May 3, 2024/US SEC The Securities and Exchange Commission today filed a litigated action charging Robert M. Thompson and a private entity he controls, Financial Freedom Foundation d/b/a/ F3 Mastermind (“F3 Mastermind”) with defrauding investors in three securities offerings. According to the SEC’s complaint, since at least early 2019, Thompson, […]

May 1, 2024/US SEC On April 30, 2024, the United States District Court for the Northern District of Texas granted the Securities and Exchange Commission’s request for monetary remedies against Daniel E. Levin. According to the SEC’s complaint filed on May 9, 2023, Levin solicited investors to purchase approximately $2.6 […]

April 30, 2024/US SEC The Securities and Exchange Commission filed insider trading charges today against Sanjay Bhandari, Vinod Singhi, and Rakesh Jain, who collectively made about $70,000 in profits from trading in advance of the January 19, 2022 announcement that Zogenix Inc. would be acquired by another company. They each […]