Capital Market

SEC Proposes New Rule And Sundry Amendments on Disclosure of Penalties and Sanctions by the Commission

July 12, 2021/SEC Nigeria SUMMARY New Rule New Rule for Public Companies and Capital Market Operators to disclose penalties and sanctions imposed on them by SEC in their Audited Financial Statements Sundry Amendments Proposed amendment to Rule 8 (Exemptions) Proposed amendment to Schedule I (Registration Fees, Minimum Capital Requirements, Securities […]

NGX Group Engages Analysts Ahead of Planned Listing

July 7, 2021/NGX Nigerian Exchange Group (NGX Group) Plc continues to hold exciting prospects for investors in the near term. Ahead of its planned listing by introduction on Nigerian Exchange Limited, NGX Group held an analyst call on Wednesday, 7 July 2021, where the Management of the Group and its […]

SEC Unveils an Exposure of Proposed Sundry Amendments to Rules on Return Monies, Filing of Materials, 18 Others 19 Others

June 29, 2021/SEC Nigeria Exposure Of Proposed Sundry Amendments To The Rules And Regulations Of The Commission Download full document Summary of Sundry Amendments Rule 3(4) – Filing of Materials with the Commission Rule 7 – Fine/Penalty Rule 9(8) – Power of the Commission to demand and examine records required […]