May 11, 2021/SEC Nigeria The Securities and Exchange Commission (SEC) wishes to inform all registered Capital Market Operators (CMOs) that in line with the requirements for renewal of registration, all CMOs are required to complete the renewal process on or before April 30, 2021. Consequently, all CMOs are expected to […]
Capital Market
SEC Issues Update on CMOs Registration
May 10, 2021/SEC Nigeria The Securities and Exchange Commission (SEC) has issued an update on registration by all registered Capital Market Operators stating that CMOs yet to renew their registration at the expiration of late filing which is May 31 2021, shall not be eligible to operate in the capital market. […]
SEC Releases Proposal for New Rules on Robo-Advisory Services And Sundry Amendments
May 7, 2021/SEC Nigeria New Rules 1.Proposed Rule on Robo-Advisory Services 2. Proposed Rule on Trade Repositories Sundry Amendments 3. Proposed Amendment to Rule 45 (1) (d) & (h)- Registrable Functions 4. Proposed Amendment to Rule 97 (1) – Functions Major Amendment 5. Proposed Amendment to the Rule on Mergers, […]
