22/7/2019/SEC Newly Qualified Authorised Dealing Clerks of the Nigerian Stock Exchange have been warned that the Securities and Exchange Commission, SEC, does not tolerate infractions and because of this, steps are taken to ensure that regulatory oversight is more effective; investor protection is advanced, while systemic risk is mitigated. The […]
Capital Market
SEC, NFIU Sign MoU to Deepen Collaboration on Fraudulent Transactions
July 17, 2019/SEC The Securities and Exchange Commission (SEC) and the Nigerian Financial Intelligence Unit (NFIU) have agreed to collaborate in combating crime in the Nigerian capital market to ensure that suspicious transactions are eradicated from the capital. Ag. DG of the SEC, Ms. Mary Uduk who spoke in […]
NSE Inducts 46 Newly Authorized Dealing Clerks
July 16, 2019/NSE The Nigerian Stock Exchange (NSE) on Monday, July 15, 2019, inducted 46 recently qualified Dealing Clerks charging them to uphold the highest level of ethics and sense of responsibility. Out of the 53 candidates who had passed the Chartered Institute of Stockbrokers (CIS) examination and went through the […]
