Capital Market

SEC Warns Market Operators Against Unethical Conduct

27/5/2019/SEC The Securities and Exchange Commission, SEC, has warned some Operators in the Capital market to desist from unethical practices that could lead to strict regulatory actions in accordance with the rules and regulations of the Commission The Commission in a statement on Monday, said its attention has been drawn […]

Why the NSE Just Blacklisted these Stockbrokers, Directors, and Others

May 20, 2019/Nairametrics No fewer than 33 persons have been deemed unfit to engage in the Nigerian stock market business. Consequently, the Nigerian Stock Exchange (NSE), has blacklisted them as a result of alleged corruption and other offenses. The ban was placed on the 33 persons for various crimes ranging from […]

WASRA Guidelines on Cross Border Issuance Ready- Uduk

May 19, 2019/SEC The West African Securities Regulatory Authorities, WASRA has drawn up draft guidelines on cross border issuance of fixed incomes and a Mutual Recognition Agreement for the region. These were some of the high points of the meeting of the body held in Sydney, Australia on the sidelines […]