August 18, 2016/IOSCO The Board of the International Organization of Securities Commissions today published a consultation report on Good Practices for the Termination of Investment Funds, which proposes a set of good practices on the voluntary termination process for investment funds. IOSCO recognises the importance for investment funds to have […]
Capital Market
IOSCO-CPMI Releases Second Consultative Report on Harmonisation of the Unique Product Identifier
August 18, 2016/IOSCO-CPMI The Committee on Payments and Market Infrastructures (CPMI) and the International Organisation of Securities Commissions (IOSCO) have today published for public comment a second consultative report on Harmonisation of the Unique Product Identifier (UPI). The consultative report makes proposals for the harmonised global UPI, whose purpose is […]
SEC Directs Capital Market Operators to Register with Relevant Trade Groups/Associations Effective Oct’ 31
August 17, 2016/SEC Following resolutions at the just concluded Capital Market Committee (CMC) meeting, the Securities and Exchange Commission (SEC) hereby directs all market operators who are yet to register as members of their respective trade groups or associations to do so on or before 31st October, 2016 unfailingly. Background As part of […]
