OPINION/EDITORIAL

Harmonization: A New Era of Collaboration between the SEC and CFTC

September 29, 2025/US SEC By Paul S. Atkins, Chairman Good afternoon and thank you for joining us. Before I begin, I must remind you that the views that I express here are my own and do not necessarily represent those of the Securities and Exchange Commission or my fellow commissioners. […]

Harmonization with a Purpose

September 29, 2025/US SEC By Commissioner Caroline A. Crenshaw Good afternoon and welcome to another roundtable—this one on regulatory harmonization efforts between the Commission and the CFTC. Harmonization sounds like a laudable objective.  This is perhaps unsurprising since harmony is, by definition, pleasing to the human ear.[1]  To the extent […]

A Return to Principles: Statement on ETF Share Class Relief

September 29, 2025/US SEC By Commissioner Mark T. Uyeda Today, the Commission takes a long-overdue step toward modernizing our regulatory framework for investment companies that reflects the evolution of collective investment vehicles from being primarily daily-redeemable funds to exchange-traded funds (ETFs). The publication of this notice — seeking comment on […]