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39 Dealing Member Firms On Suspension for Non-appiontment of Compliance Officers

By Yakubu LAAH InvestAdvocate Lagos (INVESTADVOCATE)-39 Dealing Member Firms stands suspended for operating without compliance officers as at September 09, 2013. This is contained in a list by the Nigerian Stock Exchange (NSE) and posted on its website. Click here to see list

Japan regulator probing Deutsche Bank entertainment of pension clients – sources

Japan’s securities market watchdog is investigating whether Deutsche Bank AG (GER:DBK) employees provided excessive entertainment to Japanese pension fund executives in breach of regulations, sources with knowledge of the matter said. The Securities and Exchange Surveillance Commission (SESC) found evidence of potential infractions during a regular audit of Deutsche Securities […]

Nigerian president sacks nine ministers in reshuffle

Nigerian President Goodluck Jonathan has sacked nine ministers in his first major cabinet reshuffle since winning an election more than two years ago, a presidency spokesman said on Wednesday. The dismissals come less than two weeks after ruling party governors and a former presidential candidate formed a splinter group opposed […]