January 19, 2022/NGX Please be informed that the Securities and Exchange Commission (“SEC” or the “Commission”) has published the following information on its website: 1.FG’s Official Gazette On Proscription Of Banditry And Screening Of Clients Against Sanction Lists On 17 January 2022, the Commission released a circular notifying all Capital […]
Updates
Prepared Remarks: “Dynamic Regulation for a Dynamic Society” Before the Exchequer Club of Washington, D.C
January 19, 2022/US SEC Thank you for the kind introduction. As is customary, I’d like to note that my views are my own, and I’m not speaking on behalf of the Commission or SEC staff. I’d like to share with you all that we lost an SEC alum, Robert Birnbaum, […]
SEC Seeks Candidates for Investor Advisory Committee
January 19, 2022/US SEC The Securities and Exchange Commission is seeking candidates for appointment to the Investor Advisory Committee to help protect investors and improve securities regulations. The committee was established under the Dodd-Frank Wall Street Reform and Consumer Protection Act to advise the Commission, protect investor interests and promote the integrity […]
