In Your Interest
February 19, 2024/InvestmentOne Update ASI as at 12.00pm: 0.00% Top Gainers and Losers: VERITASKAP (+7.14%), CUTIX (+6.92%), ETERNA (-9.71%) and DEAPCAP (-8.33%). Sector Performances: Banking (+0.87%), Consumer Goods (-0.13%), Oil & Gas (-0.36%) and Industrial. Market activity: In today’s trade, total volume decreased by 7% while total value increased by 16% […]
Broker-dealer to pay more than $2.2 million for violating Reg BI February 16, 2024/US SEC The Securities and Exchange Commission today announced that registered broker-dealer TIAA-CREF Individual & Institutional Services LLC (TC Services), a subsidiary of Teachers Insurance and Annuity Association of America (TIAA), will pay more than $2.2 million […]
February 16, 2024/US SEC The Securities and Exchange Commission’s Office of Credit Ratings published its annual Staff Report to Congress today on Nationally Recognized Statistical Rating Organizations (NRSROs), commonly known as credit rating agencies, to provide findings on its examinations of the agencies, and to discuss the state of competition, transparency, […]