The Chairperson, Africa Middle East Regional Committee, International Organisation of Securities Commission, Ms. Arunma Oteh, has called on regulators under AMERC to work towards overcoming emerging challenges. According to her, they can build on the growth witnessed in 2013 by doing this. She made the call on Monday in Livingstone, […]
Tag: Arunma Oteh
SEC Moves to Reduce Stockbroking Firms to 50
Strong indications have emerged that the Securities and Exchange Commission (SEC) is aiming to prune the number of stockbroking firms to 50, from the current a 250 active firms. As at December 2013, SEC registered brokers were about 281, with 250 of them being active. According to SEC, 20 per […]
NSE to sanction operators for client account mismanagement
The Nigerian Stock Exchange has warned dealing member firms against violating client account management guidelines. According to the NSE, operators that violate the guidelines will be suspended from trading activities, in addition to being fined. This was contained in a circular to all dealing firms, which was entitled, ‘Maintenance and […]
