Tag: Capital Market Operators

SEC’s New E-Filing System to Commence Q1 2014

By Yakubu LAAH InvestAdvocate Lagos (INVESTADVOCATE)-The Nigeria’s Securities and Exchange Commission (SEC) has introduced an Electronic Filing System for market operators scheduled to commence from the first quarter (Q1) of 2014. According to SEC, the system would require all capital market operators to submit their quarterly returns electronically commencing from Quarter […]

Nigeria’s SEC withdraws License of 35 Market Operators

By InvestAdvocate Lagos (INVESTADVOCATE)-Nigeria’s Securities and Exchange Commission (SEC) has withdrawn the License of 35 Capital Market Operators. This is contained in a Public Notice posted on the official website of SEC. “The general public is hereby notified that the registration of the underlisted Capital Market Operators has been withdrawn. […]

Investigations: PWC writes Quoted Companies, other Stakeholders on Oteh’s Project 50

By Peter OBIORA InvestAdvocate Lagos (INVESTADVOCATE)– PricewaterhouseCoopers (PWC) appointed by the Board of Nigeria’s Securities & Exchange Commission (SEC) to audit Project 50 by embattled Arunma Oteh, Director General (DG) has written Quoted Companies and other Capital Market Operators to ascertain the source of funds by a Private Consulting Firm […]