NOTIFICATION OF NEW RULES OF THE NIGERIAN STOCK EXCHANGE Please be advised that The Exchange has received the Securities and Exchange Commission’s approval to the following Rules: Rules and Regulations Governing Dealing Members (Amendments to existing rules as well as new rule provisions) (effective: 22 November 2013); Rules for Registration […]
Tag: Dealing Members
NSE to sanction operators for client account mismanagement
The Nigerian Stock Exchange has warned dealing member firms against violating client account management guidelines. According to the NSE, operators that violate the guidelines will be suspended from trading activities, in addition to being fined. This was contained in a circular to all dealing firms, which was entitled, ‘Maintenance and […]
NSE Unveils Amendments on Rules & Regulations Governing Dealing Members
By Yakubu LAAH InvestAdvocate Lagos (INVESTADVOCATE)- The Nigerian Stock Exchange (NSE) has unveiled amendments and additions to rules and regulations governing dealing members. The NSE said it has created a new set of amendments to the “rules and regulations governing dealing members†(the “Rulesâ€ÂÂ), in its drive towards improving its […]
