By Yakubu LAAH InvestAdvocate Lagos (INVESTADVOCATE)-The Nigerian Stock Exchange (NSE) said it will fine dealing member firms who are yet to register their compliant officers the sum of N500,000. This is contained in a circular with reference number BDR/CIR/01/MSI/09/13 by Olufemi Shobanjo, Head, Broker Dealer Regulation to dealing members on […]
Tag: Dealing Members
NSE Reports 34% Reduction in Default of Quarterly Renditions by Members in 2012
By Richard ABANGWU InvestAdvocate Lagos (INVESTADVOCATE)-The Nigerian Stock Exchange (NSE) Friday reported a 34 percent (34%) reduction in the number of Dealing Member firms that defaulted in their submission of quarterly renditions in 2012. The report was contained in the 2012 Annual Reports & Accounts of the Nigeria’s Exchange and […]
Exchange Builds Capacity of Dealing Members
Press Release In line with its mandate of building the capacity of its Dealing Members, its workforce and the wider market participants, The Nigerian Stock Exchange (NSE) at the weekend organised a one-day Continuous Professional Development session for Stockbrokers and some selected staff of The Exchange. Speaking on the workshop, Head, […]
