Tag: Market Infraction

SEC Urges Collaboration on Zero Tolerance on Infractions in Capital Market

25/4/2016/SEC The Securities and Exchange Commission (SEC) has urged law enforcement agencies to collaborate with the Commission in its quest to ensure zero tolerance on infractions in Nigeria’s Capital Market and also ensure that perpetrators of fraudulent acts are brought to book appropriately. Director General of SEC, Mounir Gwarzo stated […]

NSE Fines 3 Dealing Member Firms N21 million

By Our Correspondent Lagos (INVESTADVOCATE)-The Nigerian Stock Exchange Thursday fined three (3) Dealing Member Firms N21 million for Market Infraction. This is contained in a Statement posted on the website of the NSE and obtained by www.investadvocateng.com in Lagos Nigeria. This is coming on the heels of the Disciplinary Committee […]