Tag: Nigerian Stock exchange

NSE Reports 26 Dealing Members, 3 Individuals Involved in Unauthorised sale of Investors’ Shares between Jan’12 & Dec’13

By Yakubu LAAH InvestAdvocate Lagos (INVESTADVOCATE)-The Nigerian Stock Exchange (NSE) has reported that 26 Dealing Member Firms and three (3) individuals were involved in unauthorised sale of investors’ shares between January 2012 and December 2013. According to the NSE in its Brokers Trak, status of the complaint shows that 12 […]

NSE slams N17m fines on 5 stockbroking firms in 2013

In line with its resolve of returning sanity to the equity market, the Nigerian Stock Exchange, NSE, said it fined five stockbroking firms the sum of N17 million in 2013 for contravening various rules and regulation guiding operation in the market. The stockbroking firms involved are Calyx Securities Ltd, Apel […]