Securities regulators are in a better position to guarantee investor protection, following the release of a report on regulation of retail structured products. The report, published on December 20 by the International Organisation of Securities Commissions, provides a toolkit outlining regulatory options, which securities regulators may find useful to regulate […]
Tag: protection
CIS Deregisters 2 Members for Misconduct
By InvestAdvocate Lagos (INVESTADVOCATE)-The Chartered Institute of Stockbrokers (CIS), has deregistred two (2) of its members for unprofessional misconduct. InvestAdvocate gathered that the stockbrokers are Peter Temidayo Ola and Kingsley Okwudiri Nnaji, while a third member, Akinwale Olagundoye was suspended from trading in the Nigerian capital market (NCM) for six […]
