26/4/2016/IOSCO The International Organisation of Securities Commissions (IOSCO) and the Program on International Financial Systems at Harvard Law School (PIFS-HLS) today announced the launch of a joint Global Certificate Program for Regulators of Securities Markets. IOSCO and PIFS-HLS jointly developed a two-phase program aimed at offering IOSCO members an executive […]
Tag: Regulators
Shareholders seek more scrutiny of companies
Shareholders have called on capital market regulators to step up efforts aimed at ensuring that companies avoid corporate governance breaches and provide accurate financial information to investors. According to them, while there have been major improvements in the regulation of the capital market over the years, there are still issues […]
SEC pushes US insurers for details on ‘captives’: WSJ
The U.S. securities regulator has asked life insurers to disclose the potential cost of forcibly winding down in-house insurance units known as ‘captives,’ whose business model has come under regulatory radar, the Wall Street Journal reported. State insurance regulators, which approve these captive units, have previously raised concerns that some […]
