The International Organization of Securities Commissions (IOSCO) today published the final report on the Thematic Review on the Implementation of Principles 6 and 7 of the IOSCO Objectives and Principles of Securities Regulation (the Review). IOSCO included Principles 6 and 7 in the IOSCO Principles in 2010 as part of […]
Tag: Regulatory
IOSCO Consults on the Technological Challenges to Market Surveillance
Wednesday, August 22, 2012 / IOSCO/MR/20/2012 Madrid – The International Organization of Securities Commissions has published today a Consultation Report on the Technological Challenges to Effective Market Surveillance: Issues and Regulatory Tools, which seeks public comments on a series of proposed high-level recommendations aimed at helping Market Authorities improve market […]
