By Yakubu LAAH InvestAdvocate Lagos (INVESTADVOCATE)-Nigeria’s Securities and Exchange Commission (SEC) Friday said it’s offering N5.0 million to two (2) winners of its integrity award. SEC in a statement by Yakubu Olaleye, head, Media of the Commission and made available to InvestAdvocate said each of the winners will be […]
Tag: SEC
Analysis: SEC plans to take more cases to trial despite losses
Securities and Exchange Commission Chair Mary Jo White says her team will not shy away from high-stakes trials, and not just strike settlements with wrongdoers, but a string of recent court setbacks shows she has her work cut out for her. On Tuesday, a federal judge in California rejected a […]
NSE to sanction operators for client account mismanagement
The Nigerian Stock Exchange has warned dealing member firms against violating client account management guidelines. According to the NSE, operators that violate the guidelines will be suspended from trading activities, in addition to being fined. This was contained in a circular to all dealing firms, which was entitled, ‘Maintenance and […]
