Today, Wednesday, 22 January 2014, The Exchange received the Securities and Exchange Commission’s approval of the Investor Protection Fund Rules. This is a welcome development which will enable the Board of Trustees of the Investor Protection Fund to carry out the duties for which the Fund was established, in line […]
Tag: Securities and Exchange Commission
Shareholders seek more scrutiny of companies
Shareholders have called on capital market regulators to step up efforts aimed at ensuring that companies avoid corporate governance breaches and provide accurate financial information to investors. According to them, while there have been major improvements in the regulation of the capital market over the years, there are still issues […]
JPMorgan drops another China IPO amid ‘princeling’ probe: sources
It is the second time the U.S. bank has stepped aside from a Chinese IPO candidate while U.S. securities regulators look into whether JPMorgan violated federal laws in hiring the relatives of current or potential clients with the sole purpose of winning business from them. JPMorgan has ended its IPO […]
