Frauds & ScandalsNSE Suspends 39 Dealing Member Firms Operating Without Compliance Officers Posted by InvestAdvocate on January 8, 2014 More in Frauds & Scandals: SEC Warns Public against Illegal Ponzi Scheme Promoted on Social Media May 14, 2026 SEC Charges 21 Individuals with Alleged Wide-Reaching Insider Trading Scheme May 7, 2026 The Machine Era of Spam: Nigeria Is Africa’s Most Spammed Country May 6, 2026By Yakubu LAAH InvestAdvocateLagos (INVESTADVOCATE)-The Nigerian Stock Exchange (NSE) said it has suspended 39 Dealing Members Firms for operating without Compliance Officers.This is contained in the NSE’s Brokers Trak as at January 06 2014.Share this:Click to share on Facebook (Opens in new window)Click to share on Twitter (Opens in new window)Click to email a link to a friend (Opens in new window)Click to print (Opens in new window)