SEC Proposes New Rule & Sundry Amendments

sec9

21/10/2016/SEC
New Rule
Proposed Rule for the Three-Tiered Know-Your-Customer (KYC) Framework for Capital Market Operators

Sundry Amendments
a. Proposed amendment to Rule 39(2) -Proposed New Rule on Fast Track Filing of Annual Reports

b, Proposed amendment to Rule 305 -Proceeds of Issue

c, Proposed amendment to the National Investor Protection Fund Rules

Click here to Download the full Document>>

Leave a Comment

Your email address will not be published. Required fields are marked *

*