SEC Nigeria Proposes New Rules, Amendments to Rules on Corporate Governance, Book Building

Mounir Gwarzo, Director General, Securities and Exchange Commission (SEC) Nigeria

August 22, 2017/SEC

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Proposed New Rules
·        
Rule on Specialized Funds/Schemes,

·         Rule on Investment Advisory Services

Proposed Sundry Amendments to SEC Rules & Regulation
·        
Rules 96 & 97-Investment Advisers

·         Rule 61-Nominee Accounts

·         Rule 5(3)- Regulations for Demutualization of Securities Exchanges in Nigeria

·         The Rule on Fund/Portfolio Management Operations

·         The Rule on Book Building

·         The Code of Corporate Governance

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