
August 22, 2017/SEC
Proposed New Rules
· Rule on Specialized Funds/Schemes,
· Rule on Investment Advisory Services
Proposed Sundry Amendments to SEC Rules & Regulation
· Rules 96 & 97-Investment Advisers
· Rule 61-Nominee Accounts
· Rule 5(3)- Regulations for Demutualization of Securities Exchanges in Nigeria
· The Rule on Fund/Portfolio Management Operations
· The Rule on Book Building
· The Code of Corporate Governance


