Societe Generale, France’s No. 2 listed bank, is exploring the sale of its Asia private banking arm, people familiar with the matter told Reuters, seeking to exit a market where small managers are getting hit by rising costs and competition. The Singapore-based division could fetch around $600 million, the people […]
Author: InvestAdvocate
39 Dealing Member Firms On Suspension for Non-appiontment of Compliance Officers
By Yakubu LAAH InvestAdvocate Lagos (INVESTADVOCATE)-39 Dealing Member Firms stands suspended for operating without compliance officers as at September 09, 2013. This is contained in a list by the Nigerian Stock Exchange (NSE) and posted on its website. Click here to see list
Japan regulator probing Deutsche Bank entertainment of pension clients – sources
Japan’s securities market watchdog is investigating whether Deutsche Bank AG (GER:DBK) employees provided excessive entertainment to Japanese pension fund executives in breach of regulations, sources with knowledge of the matter said. The Securities and Exchange Surveillance Commission (SESC) found evidence of potential infractions during a regular audit of Deutsche Securities […]
