March 14, 2019/CACOL Centre for Anti-Corruption and Open Leadership (CACOL) has called on his Excellency Muhammadu Buhari GCFR president, Commander-In-Chief of the Armed Forces of the Federal Republic of Nigeria to as a matter of urgency direct the ICPC to charge former Director-General of the Securities and Exchange Commission (SEC), […]
Frauds & Scandals
SEC Charges Attorney with Scheme to Hide Her Role in Preparing False Legal Opinions for Microcap Securities
March 13, 2019/US SEC The Securities and Exchange Commission today charged an attorney with fraud for concealing from transfer agents and brokerage firms her involvement in preparing legal opinion letters concerning the sale of certain microcap securities. The SEC alleges that the attorney, Diane D. Dalmy, had been placed on […]
SEC Charges Texas Radio Host “The Money Doctor,” Halts Ponzi Scheme Targeting Elderly Investors
March 12, 2019/US SEC The Securities and Exchange Commission announced that it has charged Texas resident William Neil “Doc” Gallagher-the self-styled “Money Doctor” featured on three Dallas-area radio stations-in an emergency action to shut down a $19.6 million Ponzi scheme targeting elderly investors’ retirement funds. The SEC also charged Gallagher […]
