Firm also failed to supervise the head of its U.S. Treasuries desk September 30, 2024/US SEC The Securities and Exchange Commission today announced charges against registered broker-dealer TD Securities (USA) LLC for manipulating the U.S. Treasury cash securities market through an illicit trading strategy known as spoofing. The bank was […]
Frauds & Scandals
SEC Charges Independent Director and Ex-CEO of Church & Dwight With Concealing Close Friendship with Company Executive
Defendant spent more than $100,000 on executive’s travel expenses September 30, 2024/US SEC The Securities and Exchange Commission today announced settled charges against James R. Craigie, a former CEO, Chairman, and board member of Church & Dwight Co. Inc., for violating proxy disclosure rules by standing for election as an […]
SEC Charges Olayinka Oyebola and His Accounting Firm With Aiding and Abetting Massive Fraud
September 30, 2024/US SEC The Securities and Exchange Commission today charged Olayinka Oyebola and his Public Company Accounting Oversight Board-registered accounting firm, Olayinka Oyebola & Co. (Chartered Accountants), with aiding and abetting a massive securities fraud perpetrated by Mmobuosi Odogwu Banye, also known as Dozy Mmobuosi, and three related U.S. […]
