SEC Charges Advisory Firm WisdomTree with Failing to Adhere to Its Own Investment Criteria For ESG-Marketed Funds
Firm misstated that funds did not invest in companies involved in fossil fuels and tobacco…
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SEC Obtains Judgments Against Defendants in a Fraudulent Microcap Manipulation Scheme
October 18, 2024/US SEC The Securities and Exchange Commission announced today that, on October 17,…
SEC Charges So-Called Market Maker and Its Employee in Crackdown on Manipulation of Crypto Assets Offered and Sold as Securities
October 15, 2024/US SEC The Securities and Exchange Commission announced fraud charges against United Arab…