SEC Charges Four Companies With Misleading Cyber Disclosures
One company, Unisys Corp., also charged with controls violations October 22, 2024/US SEC The Securities…
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SEC Charges Advisory Firm WisdomTree with Failing to Adhere to Its Own Investment Criteria For ESG-Marketed Funds
Firm misstated that funds did not invest in companies involved in fossil fuels and tobacco…
SEC Obtains Judgments Against Defendants in a Fraudulent Microcap Manipulation Scheme
October 18, 2024/US SEC The Securities and Exchange Commission announced today that, on October 17,…