August 3, 2018/US SEC The Securities and Exchange Commission has obtained a preliminary injunction and continued asset freeze against Marianne Veronika Sandor, her husband Edward Michael Porrazzo, their company, Moddha Interactive, Inc., and Spar Street, who was an unregistered sales agent of Moddha Interactive. The SEC charged Sandor, Porrazzo, and […]
Frauds & Scandals
SEC Charges Scientist for Insider Trading
August 1, 2018/US SEC A scientist at Laboratory Corporation of America Holding (“LabCorp”) has agreed to settle charges that he engaged in insider trading after learning that his company was about to acquire Sequenom, Inc. (“Sequenom”) in a July 2016 tender offer. The SEC’s complaint alleges that Anup Madan, a […]
SEC Charges Arizona Man with Making False and Misleading Statements and Misappropriating Investor Funds
July 31, 2018/US SEC On July 31, 2018, the Securities and Exchange Commission charged David A. Harbour of Scottsdale, Arizona with making misrepresentations to investors and misappropriating over $1.5 million in investor funds to finance his personal lifestyle and pay off his debts. According to the SEC’s complaint, between July […]
