May 23, 2024/US SEC The Securities and Exchange Commission today announced that The Intercontinental Exchange, Inc. (ICE) agreed to pay a $10 million penalty to settle charges that it caused the failure of nine wholly-owned subsidiaries, including the New York Stock Exchange, to timely inform the SEC of a cyber […]
Frauds & Scandals
Tracka Demands Release of 2024 Zonal Intervention Projects Budget Details
May 17, 2024/BudgIT Tracka, BudgIT’s service delivery promotion platform, which allows citizens to collaborate, track, and give feedback on public projects in their communities, has demanded that the Budget Office of the Federation release the budgetary details of the ₦100 billion Zonal Intervention Project (ZIP) outlined in the 2024 Federal […]
SEC Charges Hudson Valley Wealth Management Advisory Firm and Founder for Failing to Disclose Conflicts of Interest
Firm owner received undisclosed fee for investing clients’ money in films May 14, 2024/US SEC The Securities and Exchange Commission today announced settled charges against New York-based registered investment adviser Hudson Valley Wealth Management Inc. and its founder, Christopher Conover, for breaching their fiduciary duties by failing to disclose conflicts […]
