October 25, 2018/US SEC Introduction Good morning. Thank you Susan [Olson], and thank you, all, for the opportunity to join you today.[1] Since I spoke with you last year, the Division has been busy on many fronts. This morning, I am going to focus on three of these: first, fund […]
Capital Market
SEC Says Original Certification of Registration for Capital Market Operators Ready for Collection
24/10/2018/SEC The Securities & Exchange Commission hereby notifies all Capital Market Operators (CMOs) to collect their original Certificates of Registration with the Commission. The Certificates are for CMOs registered between 2008 – 2014. Collection can be made at Securities & Exchange Commission Headquarters 272 Samuel Adesujo Ademulegun Street, Central Business […]
NSE Lifts Suspension on Thomas Wyatt, Union Dicon
22/10/2018/NSE We refer to our Market Bulletin dated 8 October 2018 notifying the public of the suspension of six (6) listed companies for non-compliance with Rule 3.1, Rules for Filing of Accounts and Treatment of Default Filing, Rulebook of The Exchange (Issuers’ Rules) (“Default Filing Rules”), which provides that; “If […]
