October 15, 2018/SEC The Commission hereby draws the attention of all Capital Market Operators to Rule 25(1)(a) of the SEC Rules and Regulations (as amended) on Membership of Self-Regulatory Organizations (SROs). The Rule provides that “Every person registered to perform any function in the market shall be a member of […]
Capital Market
SEC Allays Fears on Market Performance
October 15, 2018/SEC Acting Director General of the Securities and Exchange Commission, SEC, Ms. Mary Uduk has assured investors in the Capital Market that there is nothing to fear on the performance of the market as the 2019 election approaches. Uduk spoke while responding to questions from journalists on the […]
SEC Monitoring Impact of Hurricane Michael on Capital Markets
October 10, 2018/US SEC The Securities and Exchange Commission is closely monitoring the impact of Hurricane Michael on investors and capital markets. “The dedicated staff of the SEC is preparing to provide support for market participants as Hurricane Michael approaches the Gulf,” said SEC Chairman Jay Clayton. “While we assess the […]
