19/6/2018/US SEC The Securities and Exchange Commission today published a draft strategic plan that focuses on investors, innovation, and performance as the top strategic goals in coming years. The SEC is seeking public comment on the proposed draft that will guide the SEC’s priorities through FY 2022. The plan highlights […]
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Merrill Lynch Admits to Misleading Customers about Trading Venues
19/6/2018/US SEC The Securities and Exchange Commission today charged Merrill Lynch, Pierce, Fenner & Smith with misleading customers about how it handled their orders. Merrill Lynch agreed to settle the charges, admit wrongdoing, and pay a $42 million penalty. According to the SEC’s order, Merrill Lynch falsely informed customers that […]
NSE Closes Second Straight Session in Red, Driven by Sell-Offs Across Sectors
June 20, 2018 By InvestAdvocate Lagos (INVESTADVOCATE)-The equities market on Wednesday closed the second trading session of the week in the red as the Nigerian Stock Exchange all-share index (NSEASI) lost 0.15 percent to close at 38,605.07 points, driven by sell-offs across sectors. Investment One reports that at […]
