May 16, 2018/US SEC If you’ve ever been tempted to buy into a hot investment opportunity linked with luxury travel, the Securities and Exchange Commission has a deal for you. Check out the SEC’s Office of Investor Education and Advocacy’s mock initial coin offering (ICO) website that touts an all […]
Investors Bite
Nigerian Stock Market Gains 93 bps on High caps Stocks; NITTY Moves in Mixed Directions
May 16, 2018/Cowry Asset
SEC Charges Brokerage Firms, AML Officer With Anti-Money Laundering Violations
May 16, 2018/US SEC The Securities and Exchange Commission today announced settled charges against broker-dealers Chardan Capital Markets LLC and Industrial and Commercial Bank of China Financial Services LLC (ICBCFS) for failing to report suspicious sales of billions of penny stock shares. Broker-dealers are required to file Suspicious Activity […]
