17/1/2017/SEC NEW RULE: CAPITAL MARKET HOLDING COMPANIES RULES This Rule is proposed to create a robust framework for the regulation and supervision of Capital Market Holding Companies (CMHC). The Rule encompasses the entire spectrum of the regulation of CMHCs: pre-registration requirements, registration requirements, corporate governance structure, ownership and control, permissible […]
Updates
SEC Extends Free E-Dividend Registration to 30th June 2017
17/1/2017/SEC The Securities and Exchange Commission (SEC) is pleased to notify the investing public that in a bid to curb the growth of unclaimed dividend in the capital market, it will continue to underwrite the cost of E-Dividend enrolment till 30th June, 2017. And with a view to ensuring all investors benefit […]
SEC Says Reorganisation for Efficiency
17/1/2017/SEC The Securities and Exchange Commission (SEC) wishes to draw the attention of all capital market operators to the following reorganisation exercise recently approved by the Commission: Relocation of Inspectorate Division to the Commission’s Lagos Zonal Office (LZO). To ensure a successful implementation of Risk Based Supervision Model and regulation […]
