March 6, 2024/US SEC The Securities and Exchange Commission today adopted rule amendments that update the disclosure required under Rule 605 of Regulation NMS for order executions in national market system stocks (NMS stocks), which are stocks listed on a national securities exchange. Rule 605 was adopted in 2000 to […]
Updates
Statement on Final Rules Regarding Order Execution Quality
March 6, 2024/US SEC By Chair Gary Gensler Today, the Commission is considering whether to adopt final rules to enhance disclosure requirements for order execution quality. I am pleased to support this adoption because it will improve transparency for execution quality and facilitate investors’ ability to compare brokers, thereby enhancing […]
Statement on Final Rules Regarding Mandatory Climate Risk Disclosures
March 6, 2024/US SEC By Chair Gary Gensler Today, the Commission is considering whether to adopt final rules to mandate climate risk disclosures by public companies and in public offerings. I am pleased to support this adoption because it benefits investors and issuers alike. It would provide investors with consistent, […]
