More News

SEC Obtains Final Judgment Against Investment Adviser Arising from Undisclosed Conflicts in Mutual Fund and Account Recommendations

March 20, 2025/US SEC On March 19, 2025, the Securities and Exchange Commission obtained a final judgment by consent against Cambridge Investment Research Advisors, Inc. (CIRA), a registered investment adviser based in Fairfield, Iowa.  The Commission had charged CIRA with failing to disclose material conflicts of interest and breaching its […]

NGX Group, CBN, MinieMoney Collaborate to Equip Over 200 Students with Financial Literacy During Global Money Week

NGX Group, CBN, MinieMoney Collaborate to Equip Over 200 Students with Financial Literacy During Global Money Week March 20, 2025/NGX Lagos, Nigeria – Nigerian Exchange Group (NGX Group), in collaboration with the Central Bank of Nigeria (CBN) and MinieMoney, empowered over 200 students with essential financial literacy skills as part […]

SEC Obtains Final Judgment Against North Carolina Man and Entities He Controlled in Offering Fraud Scheme

March 20, 2025/US SEC On March 6, 2025, the United States District Court for the Eastern District of North Carolina entered final judgment against Dharma Teja Nukarapu and two companies he controlled, SharkDreams, Inc. and D Dollar Inc., for their role in a fraudulent offering scheme. According to the SEC’s […]