By Yakubu LAAH InvestAdvocate Lagos (INVESTADVOCATE)-The Nigerian Stock Exchange (NSE) has said that licences of 11 Dealing Member Firms on its Bourse have been revoked as at January 06, 2014. According to the Brokers Trak report on status of Dealing Member Firms as at the review period, 19 is categorised […]
Tag: Dealing Member Firms
NSE Announce 16 Dealing Member Firms with Inadequate Shareholders Funds
By Yakubu LAAH InvestAdvocate Lagos (INVESTADVOCATE) – The Nigerian Stock Exchange (NSE) has reported that 16 Dealing Member Firms on its Bourse has inadequate shareholders funds as at December 31, 2013. The NSE disclosed this in its Brokers Trak report designed to help reduce contravention of market rules to its […]
39 Dealing Member Firms On Suspension for Non-appiontment of Compliance Officers
By Yakubu LAAH InvestAdvocate Lagos (INVESTADVOCATE)-39 Dealing Member Firms stands suspended for operating without compliance officers as at September 09, 2013. This is contained in a list by the Nigerian Stock Exchange (NSE) and posted on its website. Click here to see list
