Frauds & ScandalsNSE Suspends 39 Dealing Member Firms Operating Without Compliance Officers Posted by InvestAdvocate on January 8, 2014 More in Frauds & Scandals: SEC Charges Canadian Citizen and Three Entities with Fraudulent Securities Offerings Targeting Retail Investors March 25, 2026 SEC/NOA Deepen Collaboration to Combat Illegal Schemes March 25, 2026 Binance Secures Second Major Legal Victory in U.S. Court Under Anti-Terrorism Act in Two Weeks March 12, 2026By Yakubu LAAH InvestAdvocateLagos (INVESTADVOCATE)-The Nigerian Stock Exchange (NSE) said it has suspended 39 Dealing Members Firms for operating without Compliance Officers.This is contained in the NSE’s Brokers Trak as at January 06 2014.Share this:Click to share on Facebook (Opens in new window)Click to share on Twitter (Opens in new window)Click to email a link to a friend (Opens in new window)Click to print (Opens in new window)