Frauds & ScandalsNSE Suspends 39 Dealing Member Firms Operating Without Compliance Officers Posted by InvestAdvocate on January 8, 2014 More in Frauds & Scandals: Statement on Final Rules for the Holding Foreign Insiders Accountable Act February 27, 2026 GenCos Reject Presidency’s ₦2.8 Trillion Debt Settlement Deal February 25, 2026 WARNING!!! Zenith Bank Dissociates Jim Ovia From ‘Fraudulent’ A I Investment Scheme February 18, 2026By Yakubu LAAH InvestAdvocateLagos (INVESTADVOCATE)-The Nigerian Stock Exchange (NSE) said it has suspended 39 Dealing Members Firms for operating without Compliance Officers.This is contained in the NSE’s Brokers Trak as at January 06 2014.Share this:Click to share on Facebook (Opens in new window)Click to share on Twitter (Opens in new window)Click to email a link to a friend (Opens in new window)Click to print (Opens in new window)