Frauds & ScandalsNSE Suspends 39 Dealing Member Firms Operating Without Compliance Officers Posted by InvestAdvocate on January 8, 2014 More in Frauds & Scandals: IOSCO Announces Pre-Valentine’s Day Campaign Focused on Combating Relationship Investments Scams February 11, 2026 SEC Charges ADM and Three Former Executives with Accounting and Disclosure Fraud January 28, 2026 SEC to Intensify Market Enforcement in 2026 Under ISA — DG January 14, 2026By Yakubu LAAH InvestAdvocateLagos (INVESTADVOCATE)-The Nigerian Stock Exchange (NSE) said it has suspended 39 Dealing Members Firms for operating without Compliance Officers.This is contained in the NSE’s Brokers Trak as at January 06 2014.Share this:Click to share on Facebook (Opens in new window)Click to share on Twitter (Opens in new window)Click to email a link to a friend (Opens in new window)Click to print (Opens in new window)