February 7, 2024/CSL Research The financial markets experienced significant activity last week, marked by the publication of several circulars by the CBN aimed at enhancing FX liquidity. Following the depreciation of the Naira to as low as N1482.57/US$ after warning from the CBN against the unethical reporting practices of authorized […]
OPINION/EDITORIAL
Modernizing Dealer Oversight
February 6, 2024/US SEC By Commissioner Jaime Lizárraga While markets and financial regulators will always face the uncertainty of unanticipated shocks, strengthened market resiliency can help reduce the harmful impact from these shocks. It can provide greater protection – and confidence – to investors, capital markets, and the financial system. […]
Statement on Adopting Changes to the Definition of Dealer and Government Securities Dealer
February 6, 2024/US SEC By Commissioner Caroline A. Crenshaw The Securities Exchange Act of 1934 (“Exchange Act”) provides the SEC with broad authority over the securities industry, including the power to register, regulate, and oversee participants in the securities markets.[1] The dealer regulatory regime is a key component of the […]

