March 6, 2024/US SEC By Commissioner Jaime Lizárraga Over the last nine decades, the Commission, pursuant to authority granted by Congress, has amended its disclosure requirements on dozens of occasions. Commissions from both political parties have modernized existing rules, or adopted new ones, to adapt to changing market conditions and […]
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Enhancing Order Execution Reporting for the Benefit of Investors
March 6, 2024/US SEC By Commissioner Jaime Lizárraga Since the Commission’s original adoption of Rule 605 nearly a quarter century ago, the size, structure, and trading speed of our markets have all changed significantly. Although the rule has worked well since then, the information on execution quality included in current […]
A Climate Regulation under the Commission’s Seal
Dissenting Statement on The Enhancement and Standardization of Climate-Related Disclosures for Investors March 6, 2024/US SEC By Commissioner Mark T. Uyeda Thank you, Chair Gensler, and thank you to the staff for your presentations. A Roadmap for Abuse Today, much emphasis will be placed on how this rule has been […]
