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A Risk by Any Other Name

Statement on the Enhancement and Standardization of Climate-Related Disclosures March 6, 2024/US SEC By Commissioner Caroline A. Crenshaw I. Introduction Good morning and welcome. I want to start by thanking the hard-working staff of the Securities and Exchange Commission. Your professionalism, expertise, and dedication are surpassed by none, and it […]

SEC Adopts Amendments to Enhance Disclosure of Order Execution Information

March 6, 2024/US SEC The Securities and Exchange Commission today adopted rule amendments that update the disclosure required under Rule 605 of Regulation NMS for order executions in national market system stocks (NMS stocks), which are stocks listed on a national securities exchange. Rule 605 was adopted in 2000 to […]

Statement on Final Rules Regarding Order Execution Quality

March 6, 2024/US SEC By Chair Gary Gensler Today, the Commission is considering whether to adopt final rules to enhance disclosure requirements for order execution quality. I am pleased to support this adoption because it will improve transparency for execution quality and facilitate investors’ ability to compare brokers, thereby enhancing […]